Ultimus Fund Solutions

    OverviewSuggest Edit

    Ultimus Fund Solutions is a company providing comprehensive middle and back office services to investment advisers. Its solutions include fund and legal administration, fund accounting, transfer agency and shareholder services, fund compliance, distribution, portfolio accounting, investor servicing, treasury services, and audit and tax management.
    TypePrivate
    Founded1999
    HQCincinnati, OH, US
    Websiteultimusfundsolutions.com
    Employee Ratings3

    Latest Updates

    Employees (est.) (Oct 2021)347
    Cybersecurity ratingBMore
    Discover new suppliers and conduct deeper comparison analysis with Craft for EnterpriseLearn more
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    Key People/Management at Ultimus Fund Solutions

    Gary Tenkman

    Gary Tenkman

    Chief Executive Officer
    Kevin Guerette

    Kevin Guerette

    Senior Vice President, Director of Distribution Strategies
    Nickolaus Darsch

    Nickolaus Darsch

    SVP, Business Development
    Mick Grunewald

    Mick Grunewald

    VP, Business Development
    Mark Seger

    Mark Seger

    Vice Chairman & Co-Founder
    Adam Kornegay

    Adam Kornegay

    SVP, Business Development
    Show more

    Ultimus Fund Solutions Office Locations

    Ultimus Fund Solutions has offices in Cincinnati, Chicago, Columbus, Denver and in 3 other locations
    Cincinnati, OH, US (HQ)
    225 Pictoria Dr #450
    Chicago, IL, US
    230 W Monroe St #1150
    Columbus, OH, US
    2 Easton Oval #300
    Denver, CO, US
    633 17th Street, 633 17th St #2300
    Hauppauge, NY, US
    80 Arkay Dr #110
    Indianapolis, IN, US
    9465 Counselors Row #200
    Show all (8)

    Ultimus Fund Solutions Financials and Metrics

    Summary Metrics

    Founding Date

    1999

    Ultimus Fund Solutions Cybersecurity Score

    Cybersecurity ratingPremium dataset

    B

    82/100

    SecurityScorecard logo

    Ultimus Fund Solutions Online and Social Media Presence

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    Ultimus Fund Solutions News and Updates

    Ultimus Fund Solutions Receives Highest Scores for 7th Consecutive Year in Global Custodian Mutual Fund Administration Survey

    Ultimus clients continue to validate firm’s performance and commitment to superior service Ultimus clients continue to validate firm’s performance and commitment to superior service

    Bob Dorsey to Retire from Ultimus Fund Solutions After Successful Career in Mutual Fund Industry

    CINCINNATI, Oct. 26, 2020 (GLOBE NEWSWIRE) -- Ultimus Fund Solutions® (Ultimus®), a leading independent provider of full-service fund administration and investor solutions, announced today the retirement plans of Bob Dorsey, one of its Co-Founders, who will be retiring effective March 31, 2021.

    Ultimus Fund Solutions Blogs

    An Alternative Fund Solution for RIAs

    Today there are about 6,000 companies that trade publicly on the NYSE and Nasdaq.   Public listings surged recently from a 2016 low of 3,600, benefitting from a wave of SPAC mergers. However, in total the number of equities are down approximately 25% from the peak in the 1990s (approx. 8,000).  The …

    Private Equity: Outsourcing Fund Administration in the New Normal

    In the new normal, outsourcing presents the opportunity for strategic partnerships that provide solutions to investment managers experiencing increasingly formidable fund administration requirements and challenges. The pandemic of 2020-2021 continues to affect the private equity markets, causing gen…

    ETF Market Drivers. Why fund managers are launching exchange-traded funds.

    Why do exchange-traded funds (ETFs) make sense for today’s investors? Maybe it’s tax efficiencies, availability, lower fees, diversification, or a mixture of all of these and more. Today’s ETF market segment is rapidly evolving, with no shortage of product evolution, industry commentary, and data an…

    Essential Elements of a Fund Compliance Program

    In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive Chief Compliance Officer (CCO), the program may fail. Some of you may remember the campy, 1997 science …

    SPAC Primer. Workings and Terminology.

    SPACs, also known as blank check companies, are not a new concept; they have been around for more than 30 years. However, 2020 was a record year for SPACs in the U.S., and 2021 is continuing on that path. Per SPACInsider (spacinsider.com/stats/), SPAC IPOs in the U.S. raised almost twice as much in …

    Fund M&A Activity is Booming. Things to Know Before You Go.

    Savvy asset managers regularly re-evaluate their business and the market to identify acceleration or pivot strategies that will preserve or enhance their business model. Recently, we’ve seen an increase in asset manager consolidation as managers look for potentially speedier and less risky ways to g…
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    Ultimus Fund Solutions Frequently Asked Questions

    • When was Ultimus Fund Solutions founded?

      Ultimus Fund Solutions was founded in 1999.

    • Who are Ultimus Fund Solutions key executives?

      Ultimus Fund Solutions's key executives are Gary Tenkman, Kevin Guerette and Nickolaus Darsch.

    • How many employees does Ultimus Fund Solutions have?

      Ultimus Fund Solutions has 347 employees.

    • Who are Ultimus Fund Solutions competitors?

      Competitors of Ultimus Fund Solutions include BooksTime, Dooer and Sensiba San Filippo.

    • Where is Ultimus Fund Solutions headquarters?

      Ultimus Fund Solutions headquarters is located at 225 Pictoria Dr #450, Cincinnati.

    • Where are Ultimus Fund Solutions offices?

      Ultimus Fund Solutions has offices in Cincinnati, Chicago, Columbus, Denver and in 3 other locations.

    • How many offices does Ultimus Fund Solutions have?

      Ultimus Fund Solutions has 8 offices.