North Capital

OverviewSuggest Edit

North Capital is a fintech company providing investment advisory and broker-dealer solutions. It offers solutions for transacting private and exempt public securities, including tokenized securities, supporting issuers, funding platforms, and financial intermediaries. By offering broker-dealer services and regulatory technology the company streamlines the investor experience including automated Know Your Customer (KYC) and Anti-Money Laundering (AML), accreditation verification, suitability, and money movements.
HQMidvale, UT, US

Latest Updates

Employees (est.) (Sept 2021)22(-4%)
Cybersecurity ratingAMore
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Key People/Management at North Capital

Jim Dowd

Jim Dowd

Founder, Managing Director
Sara Judd

Sara Judd

Chief Operating Officer
Anton Prakash

Anton Prakash

Chief Technologist
Chris Kellett

Chris Kellett

Chief Financial Officer
Siggy Tomasetti

Siggy Tomasetti

Chief Legal Officer
Shawn Crouse

Shawn Crouse

Chief Compliance Officer
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North Capital Office Locations

North Capital has offices in Midvale and McAllen
Midvale, UT, US (HQ)
623 Fort Union Blvd Ste 101
McAllen, TX, US
222 E Ridge Rd
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North Capital Financials and Metrics

Summary Metrics

Founding Date


North Capital total Funding

$1 m

North Capital latest funding size

$1 m

Time since last funding

7 years ago

North Capital investors

North Capital's latest funding round in December 2014 was reported to be $1 m. In total, North Capital has raised $1 m
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North Capital Cybersecurity Score

Cybersecurity ratingPremium dataset



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North Capital Online and Social Media Presence

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North Capital News and Updates

True North Capital Advisors Welcomes Tony Allott as Senior Advisor

STAMFORD, Conn., Sept. 20, 2021 /PRNewswire/ -- TN Capital Advisors ("True North"), a mergers & acquisitions advisory boutique, today announced that Tony Allott will join as Senior Advisor. Allott, who serves as Chairman of the Board at Silgan Holdings Inc. (NASDAQ: SLGN), and was the...

North Capital Reveals First 3 Users Of Its Blockchain ATS

North Capital founder and CEO Jim Dowd has revealed the names of three early users of his newly launched, blockchain-powered Alternative Trading System (ATS), known as the Public-Private Execution Network (PPEX).

North Capital Frequently Asked Questions

  • When was North Capital founded?

    North Capital was founded in 2008.

  • Who are North Capital key executives?

    North Capital's key executives are Jim Dowd, Sara Judd and Anton Prakash.

  • How many employees does North Capital have?

    North Capital has 23 employees.

  • Who are North Capital competitors?

    Competitors of North Capital include BirdyCent, Hakbah and Blueopes.

  • Where is North Capital headquarters?

    North Capital headquarters is located at 623 Fort Union Blvd Ste 101, Midvale.

  • Where are North Capital offices?

    North Capital has offices in Midvale and McAllen.

  • How many offices does North Capital have?

    North Capital has 2 offices.