FINRA CEO and Key Executive Team

• Robert W. Cook

  President and Chief Executive Officer, Member of the Board of Governors
• Rainia Washington

  Executive Vice President, Chief Human Resources Officer
• Eric Pickersgill

  Senior Vice President, Cyber Security and Chief Information Security Officer
• Robert L.D. Colby

  Executive Vice President and Chief Legal Officer
• Maureen Delaney

  Senior Vice President and Chief Hearing Officer
• Todd T. Diganci

  Executive Vice President and Chief Financial Officer
• Denise Dombay

  Senior Vice President and Chief Audit Executive
• Steve Randich

  Executive Vice President and Chief Information Officer
• Natalie Meyer

  Senior Vice President and Chief Compliance Officer, Ethics and Compliance
• Jack Ehnes

  Public Governor
• Marcia E. Asquith

  Executive Vice President, Board and External Relations
• Lisa Fairfax

  Public Governor
• Eric Noll

  Chairperson and Public Governor
• Moira A. Kilcoyne

  Public Governor
• James T. Crowley

  Industry Governor
• Bill st. Louis

  Executive Vice President and Head of Enforcement
• Greg Ruppert

  Executive Vice President, Member Supervision
• Jonathan Sokobin

  Executive Vice President and Chief Economist
• Nathaniel Stankard

  Executive Vice President and Chief of Staff to the CEO for Regulatory Operations
• Gloria Dalton

  Vice President, Office of International Affairs
• Gregory J. Dean

  Senior Vice President, Office of Government Affairs
• Dana S. Grosser

  Senior Vice President, Corporate Communications
• Jennifer Piorko Mitchell

  Vice President of Corporate Governance and Deputy Corporate Secretary
• Kayte Toczylowski

  Vice President, Member Relations and Education
• Gerri M. Walsh

  President, FINRA Investor Education Foundation and Senior Vice President, Investor Education, FINRA
• Richard Berry

  Executive Vice President and Director of FINRA Dispute Resolution Services
• Alan Lawhead

  Vice President and Director, Appellate Group
• Racquel Russell

  Senior Vice President and Director of Capital Markets
• Bill Wollman

  Executive Vice President, Head of Office of Financial and Operational Risk Policy
• Patrice Gliniecki

  Senior Vice President and Deputy General Counsel
• Karinya Verghese

  Vice President and Chief of Staff, Enforcement
• Carrie Divalerio

  Senior Vice President, Finance and Administration
• Eileen Famiglietti

  Vice President, Enterprise Risk Management and Treasurer, FINRA Investor Education Foundation
• Jeffrey Kalinowski

  Senior Vice President, Finance and Administration
• Derek Linden

  Executive Vice President, Credentialing, Registration, Education and Disclosure
• Robert Renner

  Senior Vice President, Finance and Administration
• Andrew Dobry

  Vice President, Internal Audit
• Sarah Gill

  Vice President and Ombuds
• Gene Demaio

  Executive Vice President, TFCE and Options Regulation
• Alex Ellenberg

  Vice President, Regulatory Risk Counsel
• Jon Kroeper

  Executive Vice President, Quality of Markets
• Holly Lokken

  Senior Vice President, , Market Regulation
• Ola Persson

  Senior Vice President, Transparency Services
• Terrence Bohan

  Vice President, Investigations
• Karl Brock

  Senior Vice President, Enterprise Application Platforms & Business Applications
• Mike Dillon

  Senior Vice President, Enterprise Delivery Services
• Tigran Khrimian

  Senior Vice President, Enterprise Data Platforms & Business Applications
• Maureen Jensen

  Public Governor
• Ornella Bergeron

  Senior Vice President, Member Supervision
• Ivy Ho

  Vice President, Technology

Source: finra.org, finra.org