Compliance Science

OverviewSuggest Edit

Based in New York City and London, Compliance Science, Inc. (CSI) provides Governance, Risk Management and Compliance solutions, market validated by over 600 financial and professional services firms. Led by GRC industry pioneers, we designed our platform to meet the needs of Private Equity firms, Hedge Funds, Investment Banks, Broker-Dealers, Registered Investment Advisors and Professional Services firms. We combine web-based compliance technology with the industry’s highest quality data to help protect firms from the specter of reputational damage and revenue loss from non-compliant activities. What sets us apart is our focus on data quality, our deep domain expertise and award winning “white glove” concierge service. In a recent survey, 90% of our clients would recommend us to a colleague and are satisfied with our products and support. Our customers include 8 of the top 10 Private Equity firms, 3 of the top 5 Hedge Funds and 3 of the Big 4 Accounting Firms.
TypePrivate
Founded2003
HQNew York, NY, US
Websitecomplysci.com
Employee Ratings3.3
Overall CultureA

Latest Updates

Employees (est.) (Apr 2022)144(+8%)
Job Openings34
Cybersecurity ratingCMore
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Key People/Management at Compliance Science

Amy Kadomatsu

Amy Kadomatsu

Chief Executive Officer
Sunil Bheda

Sunil Bheda

Chief Technology Officer
Wendy Fraulo

Wendy Fraulo

Chief Financial Officer
Will Bressman

Will Bressman

President
Rob Patrick

Rob Patrick

Chief Sales Officer
John Gebauer

John Gebauer

President, NRS
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Compliance Science Office Locations

Compliance Science has offices in New York and London
New York, NY, US (HQ)
159 W 25th St FRNT 1
New York, NY, US
136 Madison Ave
London, GB
9 Appold St, Hackney
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Compliance Science Financials and Metrics

Summary Metrics

Founding Date

2003

Compliance Science total Funding

$8.3 m

Compliance Science investors

Compliance Science Cybersecurity Score

Cybersecurity ratingPremium dataset

C

71/100

SecurityScorecard logo

Compliance Science Online and Social Media Presence

Embed Graph

Compliance Science Company Culture

  • Overall Culture

    A

    88/100

  • CEO Rating

    A+

    87/100

  • Compensation

    A+

    100/100

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Compliance Science Blogs

Why firms need accurate, dependable financial compliance software

Think back over a day in your life as compliance professional. What does your 9 to 5 look like? It is likely filled with Zoom calls, emails, Slack messages, logins and logouts. Why? Because in today’s fast-paced environment businesses simply could not function without the support of software, techno…

ComplySci stats: only 27% of professionals deem their compliance program scalable for future growth

As the compliance landscape continues to expand in complexity, firms and their compliance programs must be able to scale. Here's how. The post ComplySci stats: only 27% of professionals deem their compliance program scalable for future growth appeared first on ComplySci.

What’s in the news: the top five compliance articles for April 30th – May 13th, 2022

Compliance innovation moves fast, but the news moves faster. To keep you and your team up to speed on the latest happenings and goings-on in the compliance world, we’ve aggregated the top five articles from the past few weeks to provide you with an in-depth look at the financial ecosystem. Stay up-t…

Compliance vs. apathy: what it means and how you can achieve an active culture of compliance.

In this blog, we’ll dive into the team aspect of compliance, highlighting what it looks like to have an active culture of compliance vs. a check-the-box, apathetic approach. And why an active culture of compliance is such a critical factor in your firm’s risk mitigation. The post Compliance vs. apat…

How ComplySci’s new and improved compliance reporting capabilities help you work smarter not harder.

Reporting – a must for every compliance team. Whether you’re documenting your findings from regularly scheduled compliance reviews or simply providing detailed information to your C-suite, within the world of compliance, reporting is one of the most crucial points of communication. The post How Comp…

A look back: learning from FINRA and SEC enforcement actions in 2021.

The Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) enforcement action, while a definitive reaction to wrongdoing, also acts as a precautionary measure. And by analyzing and learning from said actions, firms can more clearly define their compliance progra…
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Compliance Science Frequently Asked Questions

  • When was Compliance Science founded?

    Compliance Science was founded in 2003.

  • Who are Compliance Science key executives?

    Compliance Science's key executives are Amy Kadomatsu, Sunil Bheda and Wendy Fraulo.

  • How many employees does Compliance Science have?

    Compliance Science has 144 employees.

  • Who are Compliance Science competitors?

    Competitors of Compliance Science include Behavox, MetricStream and Turquoise Partners.

  • Where is Compliance Science headquarters?

    Compliance Science headquarters is located at 159 W 25th St FRNT 1, New York.

  • Where are Compliance Science offices?

    Compliance Science has offices in New York and London.

  • How many offices does Compliance Science have?

    Compliance Science has 3 offices.